Signal Securities Home Page
Signal Securities Home Page
 
The path to significance begins here.


Making a transition to another broker/dealer can be a daunting process, but with us, it’s simple. Follow the steps below and begin your path to significance.  

 

 
  • Click here to request a Prospective Advisor Package, which will include a candidate application, or simply call us at 800-772-2390 to talk to a live person.
  • Once you’ve received our Advisor Package, complete the candidate application and send back to us.
  • Once you are accepted into the Signal family, you will receive an acceptance package, including an Advisor Agreement, U4, fingerprint card, and fee sheet.
  • Complete the forms and mail back to us with the date you want your registration to be effective.

 

 

 

     
  • Upon receipt of your completed acceptance package, we will assign a transition team with a primary contact point.
  • We will assist in preparing account transfer paperwork for your clients.
  • We will assist you in preparing your office to work with our computer systems, as well as assisting you in obtaining any licensing or insurance appointments you may need.

 

 

 

     
  • At this point, you are ready to begin submitting new business. We will assist you in sales and marketing strategies and we invite you to attend our practice management forums to learn how others are building their businesses.

 

 

 

 

 

 
 

Signal Securities, Inc., 700 Throckmorton St., Ft. Worth, TX 76102 (817) 877-4256
Member FINRA, SIPC, Registered Investment Advisor

© 2009 Signal Securities, Inc., All Rights Reserved

 

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